October 18, 2018

enforcements

The SEC Is Tired of Procrastinating Late Filers Taking Their Sweet Ass Time

The SEC announced action yesterday against 28 officers, directors, or major shareholders for violating federal securities laws requiring them to promptly report information about their holdings and transactions in company stock. Additionally, six publicly-traded companies were charged for contributing to filing failures related to this chronic procrastibation. From the SEC release: The charges stem from […]